-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVO1dK1Pha//569UMp84g6CrVUqhdDvA+DYe8zj0+HVjGsgEdKn/ctUHYXvTo/DL dAooIpS3EmZ1tfr3jCICSg== 0001104659-08-025333.txt : 20080418 0001104659-08-025333.hdr.sgml : 20080418 20080418161244 ACCESSION NUMBER: 0001104659-08-025333 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080418 DATE AS OF CHANGE: 20080418 GROUP MEMBERS: ANDREW T. SHEEHAN GROUP MEMBERS: DAVID E. SWEET GROUP MEMBERS: DAVID L. ANDERSON GROUP MEMBERS: G. LEONARD BAKER, JR. GROUP MEMBERS: GREGORY P. SANDS GROUP MEMBERS: JAMES C. GAITHER GROUP MEMBERS: JAMES N. WHITE GROUP MEMBERS: JEFFREY W. BIRD GROUP MEMBERS: TENCH COXE GROUP MEMBERS: WILLIAM H. YOUNGER, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARUBA NETWORKS, INC. CENTRAL INDEX KEY: 0001173752 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020579097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83349 FILM NUMBER: 08764770 BUSINESS ADDRESS: STREET 1: 1344 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4082274500 MAIL ADDRESS: STREET 1: 1344 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ARUBA NETWORKS INC DATE OF NAME CHANGE: 20020518 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 SC 13G 1 a08-11043_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.  )*

 

Aruba Networks, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

043176106

(CUSIP Number)

April 8, 2008

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
Sutter Hill Ventures, A California Limited Partnership   77-0287059

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California, USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,648,754

 

6.

Shared Voting Power
- 0 -

 

7.

Sole Dispositive Power
3,648,754

 

8.

Shared Dispositive Power
- 0 -

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,648,754

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.5%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
David L. Anderson

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
96,088*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
96,088*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,744,842

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 35,544 shares held in The Anderson Living Trust of which the reporting person is the trustee, 47,544 shares held by Anvest, L.P. of which the reporting person is the General Partner, 5,000 shares held by Acrux Partners, LP of which the reporting person is the trustee of a trust which is the General Partner and 8,000 shares held by a retirement trust for the benefit of the reporting person.  The reporting person disclaims beneficial ownership of the living trust’s and the partnerships’ shares except as to the reporting person's pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

3



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
G. Leonard Baker, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
206,886*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
206,886*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,855,640

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.8%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 53,443 shares held in The Baker Revocable Trust of which the reporting person is a trustee, 53,443 shares held by Saunders Holdings, L.P. of which the reporting person is a General Partner and 100,000 shares held by a retirement trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of  the revocable trust’s and the partnership's shares except as to the reporting person's pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

4



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
William H. Younger, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
178,475*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
178,475*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,827,229

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.8%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 53,486 shares held in The Younger Living Trust of which the reporting person is the trustee, 35,743 shares held by Yovest, L.P. of which the reporting person is the trustee of a trust which is the General Partner and 89,246 shares held by a retirement trust for the benefit of the reporting person.  The reporting person disclaims beneficial ownership of the living trust’s shares and the partnership’s shares except as to the reporting person’s pecuniary interest therein. 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

5



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
Tench Coxe

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
463,826*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
463,826*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,112,580

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.1%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 463,826 shares held in The Coxe Revocable Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

6



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
Gregory P. Sands

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
72,973*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
72,973*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,721,727

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 72,973 shares held in The Gregory P. and Sarah J.D. Sands Trust Agreement of which the reporting person is a trustee.  The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person's pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

7



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
James C. Gaither

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
48,647*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
48,647*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,697,401

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 48,647 shares held by Tallack Partners, L.P. of which the reporting person is the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

8



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
James N. White

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
121,615*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
121,615*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,770,369

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 121,615 shares held in The White Family Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s  shares except as to the reporting person’s pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

9



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
Jeffrey W. Bird

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
79,654*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
79,654*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,728,408

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 79,654 shares held in the Jeffrey W. and Christina R. Bird Trust Agreement of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

10



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
David E. Sweet

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
24,326*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
24,326*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,673,080

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 24,326 shares held by a retirement trust for the benefit of the reporting person. 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

11



 

CUSIP No. 043176106

 

 

1.

Names of Reporting Persons
Andrew T. Sheehan

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
48,647*

 

6.

Shared Voting Power
3,648,754**

 

7.

Sole Dispositive Power
48,647*

 

8.

Shared Dispositive Power
3,648,754**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,697,401

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


* Comprised of 48,647 shares held in the Sheehan 2003 Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

12



 

Item 1.

 

(a)

Name of Issuer
Aruba Networks, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
1344 Crossman Ave., Sunnyvale, CA  94089-1113

 

Item 2.

 

(a)

Name of Person Filing
Exhibit A is hereby incorporated by reference

 

(b)

Address of Principal Business Office or, if none, Residence
See Exhibit A

 

(c)

Citizenship
See Exhibit A

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
043176106

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

N/A

 

 

13



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

See Exhibit A which is hereby incorporated by reference and related pages 2 to 12

 

(b)

Percent of class:   

See Exhibit A which is hereby incorporated by reference and related pages 2 to 12

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

***

 

 

(ii)

Shared power to vote or to direct the vote    

***

 

 

(iii)

Sole power to dispose or to direct the disposition of   

***

 

 

(iv)

Shared power to dispose or to direct the disposition of   

***


*** See Exhibit A which is hereby incorporated by reference and related pages 2 to 12. Messrs. Anderson, Baker, Younger, Coxe, Sands, Gaither, White, Bird, Sweet and Sheehan are Managing Directors of the General Partner of Sutter Hill Ventures, A California Limited Partnership, and as such share voting and dispositive power over the shares held by the partnership.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

N/A

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

N/A

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

N/A

 

Item 8.

Identification and Classification of Members of the Group

N/A

 

Item 9.

Notice of Dissolution of Group

N/A

 

Item 10.

Certification

N/A

 

14



 

EXHIBIT A TO SCHEDULE 13G - ARUBA NETWORKS, INC.

 

 

 

Aggregate Number of

 

 

 

% of

 

Name of Originator

 

Shares Beneficially Owned

 

 

 

Total Shares

 

 

 

Individual

 

Aggregate

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sutter Hill Ventures, A California Limited Partnership

 

3,648,754

 

 

 

 

 

4.5

%

 

 

 

 

 

 

 

 

 

 

David L. Anderson

 

96,088

 

Note 2

 

 

 

 

0.1

%

 

 

 

 

 

3,744,842

Note 1

 

 

4.7

%

 

 

 

 

 

 

 

 

 

 

 

G. Leonard Baker, Jr.

 

206,886

 

Note 3

 

 

 

 

0.3

%

 

 

 

 

 

3,855,640

Note 1

 

 

4.8

%

 

 

 

 

 

 

 

 

 

 

 

William H. Younger, Jr.

 

178,475

 

Note 4

 

 

 

 

0.2

%

 

 

 

 

 

3,827,229

Note 1

 

 

4.8

%

 

 

 

 

 

 

 

 

 

 

 

Tench Coxe

 

463,826

 

Note 5

 

 

 

 

0.6

%

 

 

 

 

 

4,112,580

Note 1

 

 

5.1

%

 

 

 

 

 

 

 

 

 

 

 

Gregory P. Sands

 

72,973

 

Note 6

 

 

 

 

0.1

%

 

 

 

 

 

3,721,727

Note 1

 

 

4.6

%

 

 

 

 

 

 

 

 

 

 

 

James C. Gaither

 

48,647

 

Note 7

 

 

 

 

0.1

%

 

 

 

 

 

3,697,401

Note 1

 

 

4.6

%

 

 

 

 

 

 

 

 

 

 

 

James N. White

 

121,615

 

Note 8

 

 

 

 

0.2

%

 

 

 

 

 

3,770,369

Note 1

 

 

4.7

%

 

 

 

 

 

 

 

 

 

 

 

Jeffrey W. Bird

 

79,654

 

Note 9

 

 

 

 

0.1

%

 

 

 

 

 

3,728,408

Note 1

 

 

4.6

%

 

 

 

 

 

 

 

 

 

 

 

David E. Sweet

 

24,326

 

Note 10

 

 

 

 

0.0

%

 

 

 

 

 

3,673,080

Note 1

 

 

4.6

%

 

 

 

 

 

 

 

 

 

 

 

Andrew T. Sheehan

 

48,647

 

Note 11

 

 

 

 

0.1

%

 

 

 

 

 

3,697,401

Note 1 

 

 

4.6

%

 

The partnership is organized in California. The individuals are all U.S. citizens and residents.

 

None of the above has been convicted in any criminal proceedings nor have they been subject to judgments, decrees, or final orders enjoining future violations of Federal or State securities laws.

 

All of the parties are individuals or entities in the venture capital business.

 

Note 1: Includes individual shares plus all shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 2: Comprised of 35,544 shares held in The Anderson Living Trust of which the reporting person is the trustee, 47,544 shares held by Anvest, L.P. of which the reporting person is the General Partner, 5,000 shares held by Acrux Partners, LP of which the reporting person is the trustee of a trust which is the General Partner and 8,000 shares held by a retirement trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of the living trust’s and the partnerships’ shares except as to thereporting person’s pecuniary interest therein.

 

Note 3: Comprised of 53,443 shares held in The Baker Revocable Trust of which the reporting person is a trustee, 53,443 shares held by Saunders Holdings, L.P. of which the reporting person is a General Partner and 100,000 shares held by a retirement trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of the trust’s and the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 4: Comprised of 53,486 shares held in The Younger Living Trust of which the reporting person is the trustee, 35,743 shares held by Yovest, L.P. of which the reporting person is the trustee of a trust which is the General Partner and 89,246 shares held by a retirement trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of the living trust’s and the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 5: Comprised of 463,826 shares held in The Coxe Revocable Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 6: Comprised of 72,973 shares held in The Gregory P. and Sarah J.D. Sands Trust Agreement of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 7: Comprised of 48,647 shares held by Tallack Partners, L.P. of which the reporting person is the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 8: Comprised of 121,615 shares held in The White Family Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 9: Comprised of 79,654 shares held in the Jeffrey W. and Christina R. Bird Trust Agreement of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 10: Comprised of 24,326 shares held by a retirement trust for the benefit of the reporting person.

 

Note 11: Comprised of 48,647 shares held in the Sheehan 2003 Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

15



 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

4/17/2008

 

Date

 

 

 

Sutter Hill Ventures, A California Limited Partnership

 

 

 

 

 

/s/ Tench Coxe

 

Signature

 

 

 

Tench Coxe

 

Managing Director of the General Partner

 

Name/Title

 

 

 

 

 

/s/ David L. Anderson

 

Signature

 

 

 

 

 

/s/ G. Leonard Baker, Jr.

 

Signature

 

 

 

 

 

/s/ William H. Younger, Jr.

 

Signature

 

 

 

 

 

/s/ Tench Coxe

 

Signature

 

 

 

 

 

/s/ Gregory P. Sands

 

Signature

 

 

 

 

 

/s/ James C. Gaither

 

Signature

 

 

 

 

 

/s/ James N. White

 

Signature

 

 

 

 

 

/s/ Jeffrey W. Bird

 

Signature

 

 

 

 

 

/s/ David E. Sweet

 

Signature

 

 

 

 

 

/s/ Andrew T. Sheehan

 

Signature

 

16


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